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Compliance Associate- Macquarie Securities
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Macquarie
Salary: Information not provided
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USA-NY-New York City |
19 Mar |
| We are currently seeking a Compliance Associate in our New York office. |
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Structured Products Compliance
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The Forum Group
Salary: Base salary, bonus and be...
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USA-NY-New York City |
18 Mar |
| Our client, a top global investment bank is looking for a VP Level compliance candidate to step in and help run the structure... |
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Senior Futures Compliance Officer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
18 Mar |
| See job description below |
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Vice President, Enhanced Due Diligence Unit
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
18 Mar |
| See job description below |
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Vice President, Bank AML Group
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
18 Mar |
| See job description below |
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Compliance Consultant (FIIG)
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New York Life Investment...
Salary: Salary plus bonus
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USA-NY-New York City |
18 Mar |
| New York Life Investments has an opportunity for you to join our team as a Compliance Consultant. The primary responsibilitie... |
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Senior Compliance Officer
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Bloomberg
Salary: NA
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USA-NY-New York City |
18 Mar |
| Bloomberg LP is looking for a senior compliance officer for its New York headquarters. The Candidate will report directly to... |
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Director - Product Compliance Officer
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Michael Page
Salary: 150,000 - 250,000
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USA-NY-New York City |
18 Mar |
| Leading Global Investment Bank is looking for a Director of Product Compliance. The Compliance Officer should have a senior l... |
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Hedge Fund Compliance Officer
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Michael Page
Salary: 100,000 - 150,000
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USA-NY-New York City |
18 Mar |
| Hedge Fund is looking compliance officer with 3-7 years of hands on experience at a hedge fund or asset manager. Investment A... |
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AML Compliance Officer
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Michael Page
Salary: 100,000 - 150,000
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USA-NY-New York City |
18 Mar |
| Leading Global bank is looking for a mid (AVP or VP) level Level AML Compliance Officer. the Compliance Officer should have... |
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Investment Advisor/Broker-Dealer Compliance Manager
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Michael Page
Salary: 150,000 - 250,000
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USA-NY-New York City |
18 Mar |
| Top tier global private investment manager is looking to add a senior compliance officer with 5-10 years of compliance experi... |
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OFAC Compliance Analyst
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Societe Generale
Salary: Commensurate with experie...
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USA-NY-New York City |
17 Mar |
| OFAC Compliance Surveillance Officer will be responsible to maintain and implement the monitoring programs for the bank and t... |
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AML Operations Analyst
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MJ Boyd Consulting
Salary: Hourly - Est $30ph
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USA-NY-New York City |
17 Mar |
| Our Client, a Global Investment Bank has a temporary opening for an AML Operations Analyst to act as a Field Inquiry Manager... |
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Director, Fixed Income Compliance Officer
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BNP PARIBAS
Salary: not disclosed
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USA-NY-New York City |
16 Mar |
| See job description below |
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Compliance Manager
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Not Disclosed
Salary: Base Salary Plus Bonus
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USA-NY-New York City |
16 Mar |
| A top-tier, multi-billion dollar asset management firm is looking to hire a Compliance Manager who MUST have 5 to 10+ years o... |
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Hedge Fund - Legal Counsel
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Robert Half International
Salary: DOE
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USA-NY-New York City |
16 Mar |
| Robert Half Financial Services group works with some of the most prestigious companies in the Financial Services sector. We... |
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Senior Paralegal - Asset Management
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Robert Half Financial Ser...
Salary: 80,000-90,000
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USA-NY-New York City |
16 Mar |
| Robert Half Financial Services group works with some of the most prestigious companies in the Financial Services sector. We... |
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Structured Products Financial Engineer
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Societe Generale
Salary: Commensurate with experie...
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USA-NY-New York City |
16 Mar |
| SG Corporate & Investment Banking is looking for a Structured Products Financial Engineer to join the Structuring team of our... |
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Surveillance Analyst
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Societe Generale
Salary: Commensurate with experie...
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USA-NY-New York City |
16 Mar |
| The SGUS Compliance Department is responsible for conducting regulatory oversight and providing advice on compliance issues r... |
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Director/VP-Financial Crime Compliance
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The Forum Group
Salary: Base salary, bonus and be...
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USA-NY-New York City |
16 Mar |
| Our client, a global investment bank seeks a candidate to assume responsibility for Financial Crime Compliance across their c... |
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Director- Compliance Risk
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The Forum Group
Salary: Base salary, bonus and be...
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USA-NY-New York City |
15 Mar |
| Our client, a global investment banks seeks a compliance professional to run their Compliance Risk Review team. This team is... |
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Compliance Analyst
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MacKay Shields LLC
Salary: Commensurate with Experie...
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USA-NY-New York City |
12 Mar |
| MacKay Shields has grown steadily over the years through rapidly changing market environments. We offer products across US an... |
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Branch Office Examinations & Internal Controls Testing VP
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The Compliance Search Gro...
Salary: Upon Experience
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USA-NY-New York City |
12 Mar |
| Perform an integral role in the firm's ability to meet mandatory branch office review requirements, and assist as needed in t... |
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Director of Regulatory Audit Compliance
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Michael Page
Salary: Base plus bonus.
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USA-NY-New York City |
11 Mar |
| The Director within the Regulatory/Legal team is to aligned to the business and plan execute and manage audit assignments in... |
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Fixed Income Compliance Officer
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Societe Generale
Salary: Commensurate with experie...
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USA-NY-New York City |
11 Mar |
| This position is in the US Legal and Compliance Department and is for a MARK (Global Markets) Compliance Officer – Fixed Inco... |
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Product Manager – OATS & Market Data Systems
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UNX LLC
Salary: Salary
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USA-NY-New York City |
10 Mar |
| Accurate reporting of OATS information to FINRA and Market Data distribution data to applicable vendors. In addition, this ro... |
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Reconciliation Analyst
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Societe Generale
Salary: Commensurate with experie...
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USA-NY-New York City |
09 Mar |
| Responsibilities include: 1) Managing DPDI related GL Reconciliations 2) Resolution of Auto-Reconciliation System breaks 3)... |
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5 New Compliance Positions: Monitoring & Testing; Product Compliance; Customer Complaints, Anti-Money Laundering & more
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The Compliance Search Gro...
Salary: Upon experience
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USA-NY-New York City |
05 Mar |
| The Compliance Search Group seeks a number of Compliance professionals for top-tier financial services firms. |
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Asset Management Compliance, Investment Bank – VP
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The Compliance Search Gro...
Salary: Upon Experience
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USA-NY-New York City |
05 Mar |
| Our client is an international asset management firm. |
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Compliance Officer Surveillance- VP
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Deutsche Bank
Salary: competitve/ DOE
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USA-NY-New York City |
02 Mar |
| About Deutsche Bank
A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business.... |
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