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Jobs: Compliance / Legal, UK
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Compliance / Regulatory, In-house Legal, Other
London, Channel Islands, Edinburgh, South East
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1-30 of 95 Jobs Company Location Date
SENIOR MANAGERS, PRUDENTIAL; FINANCIAL RISK REGULATORY CONSULTANCY
Incarter International Lt...
Salary: Outstanding for the best.
UK-London 16 Mar
Prudential team of large international consultancy, fast-growing market leader, seeks business-oriented leaders. Offer excell...
Senior Hedge fund Compliance Manager
AES
Salary: Highly competitive
UK-London 16 Mar
Leading multi billion dollar hedgefund is searching for a senior compliance officer for their London office reporting directl...
Fund Structuring Analyst - Real Estate
Hamilton Caine
Salary: Up to £50,000 plus bonus...
UK-London 16 Mar
We are currently working with a very well respected Real Estate Investment Management organisation who are looking for a tale...
Client On-Boarding (KYC) Analyst
Austin Benn
Salary: c£260 per day
UK-London 16 Mar
Leading Investment Bank has an opportunity to join its Client Due Diligence and On-Boarding team.
Compliance Officer - Hedge Fund
Westbourne Partners
Salary: £Excellent - Candidate Sp...
UK-London 16 Mar
My Client an extremely successful Commodity Hedge fund located in London is looking for a Compliance Officer
Spanish speaking ISDA negotiator
Kinsey Allen Internationa...
Salary: Negotiable
UK-London 16 Mar
An exciting opportunity has arisen within this leading financial services organisation for a Spanish speaking ISDA negotiator...
Compliance Manager – General Insurer
Kinsey Allen Consulting
Salary: £50,000 + bonus & benefit...
UK-London 16 Mar
My client is a leading global specialty insurer and reinsurer with both a UK underwriting business and a syndicate at Lloyds....
Multilateral Trading Facility Supervisor (MTF)
UBS AG
Salary: Competetive
UK-London 16 Mar
UBS Investment Bank announced its intention to launch a new Multilateral Trading Facility (MTF) for crossing orders in Europe...
Compliance Officer
Not Disclosed
Salary: excellent package
UK-London 16 Mar
European banking group is looking to add an experienced compliance officer to contribute to the management of the Compliance...
Market Risk Business Analysts
Essential Consulting
Salary: Commensurate to exp
UK-London 16 Mar
Essential Consulting is supporting a Market Risk Change Programme, aligned across five workstreams: Integration, Methodology,...
Senior Manager Regulatory Change
JCW Search
Salary: £65,000 - £100,000
UK-London 16 Mar
FTSE 100 organisation- Permanent position - Interviews available at short notice - Based within corporate markets (releveant...
Ruglatory Consultant
JCW Search
Salary: £40,000 - £80,000
UK-London 16 Mar
Global Consulting Firm - Compliance consulting in disciplines of Retail, Wholesale, Insurance and Payment Regulation require...
Senior AML Wealth & Investment Banking
Not Disclosed
Salary: £75,000 - £95,000
UK-London 16 Mar
Leading Global Bank is looking to appoint a Senior AML Specialist in BOTH its Wealth AND its Investment Banking divisions. Bo...
Compliance KYC Analyst
Not Disclosed
Salary: Competitive Hourly Rate
UK-London 16 Mar
Leading Banking Corporation urgently requires a Compliance KYC Analyst with an excellent understanding of regulatory and lega...
Senior Compliance Advisory
Not Disclosed
Salary: Competitive Daily Rate
UK-London 16 Mar
Senior Compliance Officer responsible for Debt Markets reporting urgently required for leading banking corporation in London.
Compliance Commodities
McGregor Boyall
Salary: £Competitive
UK-London 16 Mar
Considered candidates should possess a commodities/derivatives compliance background. This represents a great opportunity to...
VP - Credit Compliance
McGregor Boyall
Salary: £Excellent
UK-London 16 Mar
A leading Global Investment Bank require a VP Credit Compliance Officer to join the London team. The role will sit within the...
Credit Risk BA/Data Analyst
Cititec
Salary: £70-80k + Bonus
UK-London 16 Mar
A Global Investment Bank is looking for Senior Credit Risk Business Analyst to roll out Credit Risk Analytics globally across...
Contract Manager
personal accounts deliver...
Salary: Market Rate
UK-London 16 Mar
The Contract Manager is responsible for managing the pensions administration contractr ensuring that PADA’s contractual respo...
F&O and OTC On-Boarding Documentation
Riversdale Consulting
Salary: Excellent
UK-London 16 Mar
We are looking for Individuals with strong experience in Futures and Options and OTC Clearing contract drafting to join a Tie...
Compliance Manager - Asset Management
Not Disclosed
Salary: £65,000 - £80,000
UK-London 16 Mar
You will provide compliance support and advice to the Asset Management and Wealth Management Divisions to ensure compliance w...
Compliance Monitoring Officer
Joslin Rowe Compliance
Salary: Negotiable
UK-London 16 Mar
Our client is a leading financial services provider with a strong global presence. Due to expansion they are seeking a Compli...
Head of Compliance - Private Client
Not Disclosed
Salary: £Highly Competitive
UK-London 16 Mar
Our client is the private banking division of a leading global institution
Sales and Trading Compliance : Three Open Roles at Premier Firm
Not Disclosed
Salary: £Highly Competitive
UK-London 16 Mar
Our client is a pre-eminent global investment bank based in the City . It is currently recruiting for a number of roles withi...
Compliance Officer (CF10)
Joslin Rowe Compliance
Salary: £100,000
UK-London 16 Mar
Our client is a premier global private and wholesale investment firm . This role reports to the European Compliance Manager
Deputy Head of Compliance : Securities
Joslin Rowe Compliance
Salary: £65,000
UK-London 16 Mar
Our client is a highly renowned global securities firm based in the heart of the City of London . This is a senior role withi...
KYC Documentation Advisory (Private Clients)
UBS AG
Salary: Competitive Salary
UK-London 15 Mar
Reporting directly to the Documentation Control Team Lead, the succesful candidate will become an expert in advising UBS Fron...
Trust Compliance Manager
AP Group
Salary: Pension, health care, bon...
UK-Channel Islands 15 Mar
An experienced Compliance Manager is required the manage the compliance function if this small Guernsey trust office
Global Head of KYC / Onboarding
Witan Jardine
Salary: £80000 - £130...
UK-London 15 Mar
My client a Top Tier Investment bank are now looking for their new Global Head of KYC.
Compliance VP - Cash & Structured Credit
Astbury Marsden & Partner...
Salary: Benefits
UK-London 15 Mar
Our client is a leading investment bank with a strong global presence. Due to expansion they are seeking a Compliance Vice Pr...
Jobs: Compliance / Legal, UK (1-30 of 95 Jobs)

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