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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
Australia Sydney, Melbourne
Asia Pacific Hong Kong SAR, Singapore, Australia, China, Japan, more...
Europe UK, France, Switzerland, more...
North America USA, Canada
Middle East & Africa UAE, Qatar, Saudi Arabia, Sudan
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1-30 of 335 Jobs Company Location Date
In-house Lawyer - Wealth Management
Macquarie
Salary: Information not provided
Australia-Sydney 19 Mar
Be responsible for providing support to Macquarie's retail wealth management, stockbroking, advice & direct distribution busi...
Compliance and Risk Manager - Merchant Services
Macquarie
Salary: Information not provided
Australia-Sydney 19 Mar
New role for payments expert in our product team. You will have experience with card schemes, payment industry entities and g...
Compliance Control Room Manager - Sydney
Macquarie
Salary: Information not provided
Australia-Sydney 19 Mar
An excellent compliance opportunity offering exposure to a diverse range of investment banking activities across the Macquari...
Senior Manager Compliance
National Australia Bank
Salary: TBA
Australia-Melbourne 19 Mar
At NAB, it?s all about our people reaching their full potential. And that means we drive the sustainable success of our busin...
Senior Compliance Manager (VP) – Fixed Income, Banking and Research
Robert Walters Australia
Salary: $180k +
Australia-Sydney 19 Mar
This leading US investment bank offers a broad range of products and services across corporate banking, corporate finance and...
Senior Lawyer - Transaction Banking Trade, Sydney
ANZ
Salary: not disclosed
Australia-Sydney 19 Mar
See job description below
Head of Compliance – Leading US Investment Bank
Robert Walters Australia
Salary: $200k +
Australia-Sydney 18 Mar
The Robert Walters compliance recruitment team has a current requirement for a senior compliance professional to join a leadi...
Debt Securities, Investment fund and Clearing Fund Experts - Multiple Opportunities
Australian Business Volun...
Salary: Living allowance, accommo...
Cambodia 18 Mar
A Once in a Lifetime opportunity to develop a foreign securities market!
ISDA Negotiator
Morgan McKinley
Salary: $75,000 – $100,000
Australia-Sydney 17 Mar
Join high profile international investment bank | Gain regional exposure | Work within a culturally diverse organisation.
AML / KYC Analyst
Morgan McKinley
Salary: $70,000 – $100,000
Australia-Sydney 17 Mar
Join strong global brand | Gain investment banking experience.
Investment Banking Compliance AVP
Morgan McKinley
Salary: Competitive
Australia-Sydney 17 Mar
Our client is a globally respected investment bank with a new requirement for an AVP Compliance Officer.
Compliance Analyst
Morgan McKinley
Salary: $60,000 - $80,000
Australia-Sydney 16 Mar
Gain strong regulatory and monitoring experience | Utilise analytical skills
Senior Manager, Legal & Compliance Department
Mizuho
Salary: Competitive
Australia-Sydney 14 Mar
Opportunity for a Senior Compliance Manager, looking to expand & develop their breadth of experience and people management sk...
Risk Manager – Operational Risk
Profusion Group
Salary: Excellent remuneration ba...
Australia-Sydney 14 Mar
Fantastic career opportunity
Senior Technical and Projects Manager
Profusion Group
Salary: Base + Super + Incentive...
Australia-Sydney 14 Mar
Lynch pin role, sitting in the Life Insurance business, marketing & product team # SME role # Multiple touch points acr...
Compliance Manager - Private Client Advisory
Orgtel
Salary: Negotiable
Australia-Sydney 12 Mar
For my client, a financial institution that is a leader in Private Banking Services, I?m looking for a compliance manager....
Senior Compliance Manager
Ethos Corporation
Salary: up to $140K + Super + Bon...
Australia-Sydney 15 Feb
One of Australia's most successful organisations is now looking for a Compliance Specialist to lead a growing team. Experienc...
Derivatives and Structured Products Lawyer
Morgan Stanley
Salary: £Competitive
UK-London 19 Mar
This vacancy exists within the transaction management team that supports various Sales and Trading teams in the London office...
Regulatory Control Compliance Associate
Not Disclosed
Salary: Competitive
UK-London 19 Mar
Morgan Stanley is looking to recruit a talented Regulatory Control Compliance Analyst to support the Firms's Sales & Trading...
Internal Auditor/Senior Internal Auditor
GSI Executive Search
Salary: Competitive
Singapore 19 Mar
Leading Company in its Industry is looking for a Internal Auditor/Senior Internal Auditor for its rapidly growing Singapore O...
Operational Risk and Compliance
Hamilton Choyce
Salary: Competitive
Hong Kong SAR 19 Mar
This unique position will put you in good stead for the rest of your Risk and Compliance career as there are very few opportu...
Internal Auditor (Corporate / Wholesale Bank)
Robert Half Singapore
Salary: Competitive
Singapore 19 Mar
Auditor Opportunity with an investment bank.
Senior Compliance Associate
Robert Half Singapore
Salary: Competitive
Singapore 19 Mar
Senior Compliance Opportunity in a leading European Bank. At least 5 years relevant experience in a compliance function withi...
Senior Tax Compliance Officer (M/F) LCOA500696
Michael Page Finance Luxe...
Salary: Competitive Salary Packag...
Luxembourg 19 Mar
We are currently looking for a Senior Tax Compliance Officer for a new position created within a well know trust company in L...
Product & Regulatory Risk Manager, Investment Services
Not Disclosed
Salary: Negotiable
Hong Kong SAR 19 Mar
As a quality control manager, his/her objective will be to mitigate the regulatory risks posed by the firm’s activities. He /...
Senior - Security Assurance Analyst
Confero
Salary: Highly competitive packag...
Hong Kong SAR 19 Mar
Newly formed team for Security Assurance in Asia. Focus on Assurance reviews, drive policy and improvements around IT Securit...
VP - Compliance
Morgan McKinley
Salary: Competetive
Hong Kong SAR 19 Mar
A senior level opportunity to be responsible for Advisory to the Treaury and Markets team
VP - Compliance Projects
Morgan McKinley
Salary: Competetive
Hong Kong SAR 19 Mar
A newly created position supporting Private Banking business. To qualify for this role prior PB experience is not required bu...
SENIOR MANAGER COMPLIANCE - LIFE AND ASSET MANAGEMENT
Hays Insurance Hong Kong
Salary: Attractive Salary Package...
Hong Kong SAR 19 Mar
Reporting to the Head of Compliance, you will be dedicated to regulate the Wealth Management business to liaise with the Secu...
Hong Kong - Director, Compliance - Trading Advisory
Macquarie
Salary: Information not provided
Hong Kong SAR 19 Mar
A challenging, valued and visible role, with Hong Kong and regional compliance responsibilities for Macquarie's securities bu...
Jobs: Compliance / Legal (1-30 of 335 Jobs)

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