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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
Australia Sydney, Melbourne
Asia Pacific Hong Kong SAR, Singapore, Australia, China, Japan, more...
Europe UK, France, Switzerland, more...
North America USA, Canada
Middle East & Africa UAE, Qatar
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151-180 of 318 Jobs Company Location Date
Futures/Currency/Options Trade Compliance
Michael Page
Salary: 125,000 -170,000
USA-CT-Stamford 10 Mar
Leading Global Hedge Fund is looking for a mid to senior level trade compliance officer with experience overseeing the future...
Senior Compliance Manager - Corporate & Investment Banking
Morgan McKinley
Salary: £75000 - £900...
UK-London 10 Mar
A leading Global bank is looking to hire a Senior Compliance Manager for their Investment and Corporate Banking Monitoring te...
Regulatory Relationship Engagement Manager
Standard Chartered Bank
Salary: Competitive
UK-London 10 Mar
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Training & Communications Manager
Standard Chartered Bank
Salary: Competitive
UK-London 10 Mar
Training Communications
Reporting & MI Manager
Standard Chartered Bank
Salary: Competitive
UK-London 10 Mar
Regulatory Compliance Report
IT Project Manager - Legal
Standard Chartered Bank
Salary: Competitive
UK-London 10 Mar
Our Legal function has an exciting opportunity for a Project Manager, responsible for delivery of technology and knowledge ma...
Equities Compliance Director
McGregor Boyall
Salary: £HIGHLY COMPETITIVE
Hong Kong SAR 10 Mar
This dynamic opportunity requires expertise in Equities advisory to cover all markets in Asia Pacific. Partnering with key st...
Compliance Commodities
McGregor Boyall
Salary: £Competitive
UK-London 10 Mar
Considered candidates should possess a commodities/derivatives compliance background. This represents a great opportunity to...
Sales & Trading Compliance VP
McGregor Boyall
Salary: £EXCELLENT
Hong Kong SAR 10 Mar
Superlative Sales & Trading Compliance opportunity has arisen at this global investment-bank. Based in Hong-Kong, this Com...
Director Research Compliance
McGregor Boyall
Salary: £Excellent
Hong Kong SAR 10 Mar
The coverage of this Research offering is truly wide-ranging. From economics and strategy to equities and securitization this...
Fixed Income Compliance Director
McGregor Boyall
Salary: £Excellent
Hong Kong SAR 10 Mar
Our client is a top tier investment bank with a global presence. They are currently searching for a Fixed Income Compliance O...
Compliance Manager - Fund Administration
Lincoln Search and Select...
Salary: Good package
Ireland-Dublin 10 Mar
Compliance Manager sought to manage a five person Compliance & Risk team for a mid size Fund Administrator in Dublin.
Commercial Director
Michael Page Sales
Salary: up to £110K base salary p...
UK-London 10 Mar
An exciting Commerical Director position working for a global financial services organisation based in Central London.
Legal Counsel - Major Regional Bank
Morgan McKinley
Salary: Attractive Salary Package
Singapore 10 Mar
Our client is a major regional bank that has experienced strong and consistent growth. They have an excellent reputation and...
Regional Head of Compliance, Transaction Banking
Bauer Kaiser & Co.
Salary: Exceptional remuneration...
Hong Kong SAR 10 Mar
A global financial services provider is looking to take on a senior compliance professional to head up the regional managemen...
Head of Control Room, Asia
Hamilton Choyce
Salary: Excellent
Hong Kong SAR 10 Mar
Our client is one of the most recognised names in the Investment Banking world. They are currently looking for a Head of Cont...
Director - Research Advisory Compliance - Asia
Hamilton Choyce
Salary: Excellent
Hong Kong SAR 10 Mar
Our client is one of the largest Investment Banks in the world and they are currently seeking the expertise of an experienced...
VP - Control Room Compliance
Reed Specialist Recruitme...
Salary: Negotiable - Top Tier
Hong Kong SAR 10 Mar
Global Investment Bank requires a VP level candidate to manage a small team in their busy control room.
CDO Compliance Analyst
Career Group Search
Salary: Base plus discretionary b...
USA-CA-Los Angeles 10 Mar
Our client, a successful investment management firm based in Los Angeles, is looking for an experienced CDO Analyst to help w...
Hedge Fund Compliance Officer
Michael Page
Salary: 100,000 - 150,000
USA-NY-New York City 09 Mar
Hedge Fund is looking compliance officer with 3-7 years of hands on experience at a hedge fund or asset manager. Investment A...
Reconciliation Analyst
Societe Generale
Salary: Commensurate with experie...
USA-NY-New York City 09 Mar
Responsibilities include: 1) Managing DPDI related GL Reconciliations 2) Resolution of Auto-Reconciliation System breaks 3)...
Forensic Investigator
Shell International
Salary: competitive
Netherlands-South-Holland 09 Mar
We’re currently looking to recruit a Forensic Investigator to join The Business Integrity Department (BID), which sits within...
Control Room Specialist
Societe Generale
Salary: Commensurate with experie...
USA-NY-New York City 09 Mar
Responsible for the day-to-day Control Room surveillance, the maintenance of the Watch and Restricted List and helping to vet...
Senior Manger Advisory
ConinghamLee Ltd
Salary: £80-100
UK-London 09 Mar
My client, a leading Investment Bank is looking for a senior individual to become a Compliance Advisory Manager.
Chief Compliance Officer (5-8 yrs pqe) Shanghai
Hughes Castell (Hong Kong...
Salary: Excellent
China-Shanghai 09 Mar
Senior compliance lawyer urgently needed for a high level position.
CHIEF COMPLIANCE OFFICER, ASIA PACIFIC
Recruitment Intelligence...
Salary: Competitive package
Singapore 09 Mar
An established financial service provider is looking for a high caliber candidate to join as the Chief Compliance Officer for...
COMPLIANCE EXPERT
Recruitment Intelligence...
Salary: Competitive package
Hong Kong SAR 09 Mar
A leading private bank is looking for an outstanding Compliance candidate to join. The position is up to Associate Director...
Compliance Officer
Hays
Salary: Flexible
China-Shanghai 09 Mar
Compliance Officer, Beijing, Shanghai, Shenzhen, Cheng Du, Chong Qing
Regional Equity Compliance
Profile Search & Selectio...
Salary: basic and bonus
Hong Kong SAR 09 Mar
Our client is a US broker dealer looking for an experienced senior compliance manager to cover the region reporting to the UK
L-0210-1493 Legal Counsel, Established Fund Management >6PQE
Recruit Legal
Salary: Attractive
Singapore 09 Mar
Our client is an established award winning Fund Management Company with investments globally, including Asia, Japan, Europe a...
Jobs: Compliance / Legal (151-180 of 318 Jobs)

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