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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
Australia Sydney, Melbourne, Perth
Asia Pacific Hong Kong SAR, Singapore, Australia, China, Japan, more...
Europe UK, Luxembourg, Switzerland, more...
North America USA, Canada
Middle East & Africa UAE, Qatar, Bahrain
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1-30 of 359 Jobs Company Location Date
FICC Compliance Manager
Macquarie
Salary: Information not provided
Australia-Sydney 09 Feb
Join Macquarie's Fixed Income, Currencies and Commodities team in a business aligned legal role providing coverage for our di...
Compliance and Risk Manager - Merchant Services
Macquarie
Salary: Information not provided
Australia-Sydney 09 Feb
New role for payments expert in our product team. You will have experience with card schemes, payment industry entities and g...
Risk & Compliance Manager
National Australia Bank
Salary: salary + superanuation +...
Australia-Melbourne 09 Feb
Reporting into the Head of Quality Assurance, this is a critical role in ensuring the integrity of the Global Operations cont...
Compliance Associate – Investment Banking
Morgan McKinley
Salary: $90,000 - $120,000
Australia-Sydney 09 Feb
Top tier international investment bank - Support growing investment banking platform
Compliance Officer
JPMorgan Chase
Salary: not disclosed
Australia-Sydney 09 Feb
See job description below
Risk and Compliance Manager - Perth
Carmichael Fisher
Salary: Package up to $120,000
Australia-Perth 08 Feb
Leading financial services organisation seeks to recruit a Risk and Compliance Manager with prior experience working within...
Compliance Manager - Top Tier - Corporate Banking
Bluefin Resources
Salary: 110-130k base ++
Australia-Sydney 08 Feb
An outstanding opportunity exists for a Compliance manager to join a top tier Australian Bank.
Manager, Anti-Money Laundering/Counter-Terrorism Financing (AML/CTF) and Compliance
Sumitomo Mitsui Banking C...
Salary: Six Figure Remuneration P...
Australia-Sydney 07 Feb
SMBC is a major international Bank which has developed a strong presence in Australia with corporate and institutional client...
Senior Manager - EL 2
ASIC
Salary: EL 2
Australia-Melbourne 07 Feb
Play a key role in balancing Australia’s economy
Risk Manager – Operational Risk
Profusion Group
Salary: Excellent remuneration ba...
Australia-Sydney 07 Feb
Fantastic career opportunity
Senior Technical and Projects Manager
Profusion Group
Salary: Base + Super + Incentive...
Australia-Sydney 07 Feb
Lynch pin role, sitting in the Life Insurance business, marketing & product team # SME role # Multiple touch points acr...
Senior Lawyer
Robert Walters Australia
Salary: $150+
Australia-Sydney 29 Jan
One of Sydney’s leading International banks is seeking a highly experienced lawyer to join their Treasury Department.
Director – Risk & Governance – Advisory Services
Ethos Corporation
Salary: NEG
Australia-Sydney 29 Jan
Key Leadership Appointment - Broad Mandate for Change – $$$ Competitive Remuneration
COMPLIANCE MANAGER, SUPERANNUATION
Mosaic Analytics
Salary: Base (inc super) of $100...
Australia-Melbourne 27 Jan
Great work-life balance with this government body using your compliance expertise in superannuation to assist in the smooth r...
COMPLIANCE MANAGER, SUPERANNUATION
Mosaic Analytics
Salary: Base (inc super) of $100...
Australia-Melbourne 27 Jan
Great work-life balance with this government body using your compliance expertise in superannuation to assist in the smooth r...
Compliance Consultant
IMS Recruitment
Salary: £40,000 - £70,000
UK-London 09 Feb
IMS Consulting is dedicated to providing FSA compliance consulting services to the wholesale asset management and securities...
Applications (FSA) Consultant
Not Disclosed
Salary: £30000 - £40000
UK-London 09 Feb
IMS Consulting is dedicated to providing FSA compliance consulting services to the wholesale asset management and securities...
Compliance Officer
IMS Recruitment
Salary: circa 50k plus bonus
UK-London 09 Feb
My client is a small but successful US Broker who have just set up in London. In the US they have experienced exceptional yea...
Trainee / Junior Consultant
IMS Recruitment
Salary: Market Rate
UK-London 09 Feb
IMS Consulting is a leading provider of compliance consulting services to the wholesale asset management and securities indus...
Compliance Officer
IMS Recruitment
Salary: circa £80k (flex)
UK-London 09 Feb
I have an exclusive mandate with an established boutique Investment Bank to find them a Compliance professional to act as CF1...
Compliance Monitoring Officer
Joslin Rowe Compliance
Salary: Negotiable
UK-London 09 Feb
Our client is a leading financial services provider with a strong global presence. Due to expansion they are seeking a Compli...
AML - Global Investment Bank
Not Disclosed
Salary: £50,000
UK-London 09 Feb
Outstanding oppurtunity at global investment firm
IBD and Research, Control Room Compliance
Joslin Rowe Compliance
Salary: £Highly Competitive
UK-London 09 Feb
Our client is a premier global Investment bank The IBD and Research, Control Room Compliance team is looking for a Compliance...
Compliance Generalist/Charles River Analyst
Joslin Rowe Compliance
Salary: £45,000
UK-London 09 Feb
Our client is a high-calibre City-based Wealth Manager . With a multi-billion portfolio it operates globally across diverse a...
Senior Regulatory Consultancy : Manager
Joslin Rowe Compliance
Salary: £90.000-105,000
UK-London 09 Feb
Our client is a a highly succesful regulatory consultancy
Head of Compliance - Private Client
Not Disclosed
Salary: £Highly Competitive
UK-London 09 Feb
Our client is the private banking division of a leading global institution
Sales and Trading Compliance : Three Open Roles at Premier Firm
Not Disclosed
Salary: £Highly Competitive
UK-London 09 Feb
Our client is a pre-eminent global investment bank based in the City . It is currently recruiting for a number of roles withi...
IT Risk Manager (Arabic speaking)
Not Disclosed
Salary: Competitive
Saudi Arabia-Riyadh 09 Feb
Leading Bank seeks IT Risk Manager to work as part of the Shared Services Risk team to develop, maintain and enhance an IT ri...
In-House Legal & Compliance Advisor (part-time)
IMS Recruitment
Salary: £80,000 - £100,000 pro ra...
UK-London 09 Feb
My client, a primary research firm focusing mainly on private equity firms and hedge funds, is looking to hire an In-House Le...
Junior Finance Lawyer - London
Macquarie
Salary: Information not provided
UK-London 09 Feb
Junior Finance Lawyer for the London office
Jobs: Compliance / Legal (1-30 of 359 Jobs)

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